Colorado Supreme Court Opinions

October 03, 2016

2016 CO 68. No. 16SA94. Higgins v. People.

Criminal Law—Juvenile Law—Psychotherapist– Patient Privilege—Constitutional Law. 

This companion case to People v. Johnson, 2016 CO 69, raises two questions. First, does a trial court have statutory authority to order a juvenile charged as an adult to undergo a state-administered mental health assessment for a reverse-transfer proceeding? The Supreme Court answered that question in the negative in Johnson, but does not answer that question here because it is hypothetical—the question is not based on the facts of this case. Second, is a trial court required, before a mental health assessment, to provide a juvenile with warnings based on the Fifth Amendment right against self-incrimination? The Court does not answer that question either, because (1) Higgins consented to the evaluation while represented by counsel, and (2) any claims that ineffective assistance of counsel vitiated Higgins’s consent are premature. Therefore, the Court vacated the order to show cause and remanded the case for further proceedings.

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2016 CO 69. No. 16SA96. Johnson v. People.

Criminal Law—Juvenile Law—Psychotherapist– Patient Privilege.

This case raises two questions involving what a trial court may order when a juvenile seeks reverse-transfer of her criminal case from trial court to juvenile court. First, when a juvenile requests a reverse-transfer hearing, does she waive her psychotherapist–patient privilege, thereby authorizing a trial court to order her to produce privileged mental health records pursuant to CRS § 19-2-517(3)(b)(VI)? Second, does CRS § 19-2-517(3)(b)(VI) give a trial court the power to order a juvenile to submit to a state mental health assessment? As to the first question, the Supreme Court held that, because nothing in the statute states that a juvenile waives her psychotherapist–patient privilege by requesting a reverse-transfer hearing, a trial court cannot order the juvenile to produce privileged mental health records. As to the second question, the Court held that, because nothing in the statute explicitly grants a trial court the power to order a mental health assessment, a trial court cannot order such an assessment. The reverse-transfer statute only requires that the trial court consider mental health records “made available” (i.e., voluntarily waived by the privilege-holder) to the trial court and the parties. Therefore, the Court made its rule to show cause absolute and remanded the case for further proceedings consistent with this opinion.


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