CLE in Colorado - 40th Annual Securities Conference Video-On-Demand

PANEL KEYNOTE ADDRESS
SOX at Six Years: The Achievements and the Challenges.
This panel will explore the accomplishments and the challenges to SOX
with comments on the competitiveness challenge.
Presented by Senator Paul Sarbanes, Chairman Christopher Cox ,
and Former Chairman Arthur Levitt, Moderated by Professor Jay Brown
2 General Credits

Ethics in a Turbulent Marketplace
Presented by Judge Stanley Sporkin
1 General Credit, 1 Ethics Credit

A Primer on Sub-Prime
A very informative introduction to the sub-prime structure and lexicon.
The goal is to equip the audience to understand references to ABSs, CMOs,
CDOs, SIVs, Conduits, RMBSs and a host of other terms, as well as
the basic structure of these transactions.
Presented by Kevin Goodman and Randy Fons
This segment is not accredited

SEC Enforcement in 2008: The Sub-Prime Challenge,
Insider Trading and Other Issues
A review of current enforcement issues.
Presented by Linda Thomsen, Walter Ricciardi, Lou Mejia, John McDermott
and Dan Shea. Moderated by John McDermott
1 General Credit

Corporate Finance – A Bridge Over Troubled Waters: Challenges
and Approaches to an International Market
An overview of current issues such as the recommendation of CIFiR, IFRS,
executive compensation disclosures, oil and gas disclosures, proxy rules, etc.
Presented by John White, James Doty, Lynn Turner, Brian Breheny, Michelle Shepston, and Scott Berdan., Moderated by James Doty
2 General Credits